Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
11/15/2011 - 00:00	Administrative Penalty $5,000.00	Shirley Trust Company Limited
02/23/2016 - 00:00	Administrative Penalty $5,000.00	Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
05/27/2013 - 00:00	Administrative Penalty $5,000.00	Sinclair Trust & Finance S.A.
01/31/2013 - 00:00	Administrative Penalty $5,000.00	The Insurance Store Limited
06/29/2011 - 00:00	Administrative Penalty $5,000.00	Victory Life & Pension Assurance Company Limited
09/19/2011 - 00:00	Administrative Penalty $5,000.00	IAI Underwriting Ltd
02/15/2017 - 00:00	Directive	TMF Corporate Services (BVI) Limited
03/21/2016 - 00:00	Directive	Castlestone Management Incorporated
02/22/2012 - 00:00	Directive	Collection of Modern Art Inc.
02/15/2017 - 00:00	Directive	ABM CORPORATE SERVICES, LTD.
02/15/2017 - 00:00	Directive	MOORE STEPHENS INTERNATIONAL SERVICES (BVI) LIMITED
08/15/2011 - 00:00	Directive	Aliquot Gold & Precious Metals Equities Fund Inc.
01/25/2013 - 00:00	Directive	Consistent Return (Cash Management) Fund Inc.
02/15/2017 - 00:00	Directive	PATTON MORENO AND ASVAT (BVI) LIMITED
02/15/2017 - 00:00	Directive	J.S. ARCHIBALD TRUST SERVICES LIMITED

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