Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
05/27/2013 - 00:00	Administrative Penalty $5,000.00	Sinclair Trust & Finance S.A.
02/23/2016 - 00:00	Administrative Penalty $5,000.00	Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
06/29/2011 - 00:00	Administrative Penalty $5,000.00	Victory Life & Pension Assurance Company Limited
12/24/2014 - 00:00	Public Statement	Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited
06/27/2012 - 00:00	Public Statement	State Mutual Insurance Co. Ltd
06/27/2012 - 00:00	Public Statement	Hove Insurance Company Limited
04/14/2015 - 00:00	Public Statement	Alta Insurance Management Limited
05/11/2014 - 00:00	Public Statement	FFAM Inc.
08/17/2012 - 00:00	Public Statement	Palos Ventures Fund Ltd.
06/08/2012 - 00:00	Public Statement	Western Preferred Life Assurance Limited
08/17/2012 - 00:00	Public Statement	BASIS Fund Limited
11/02/2015 - 00:00	Public Statement	Salvo Insurance Company Limited
05/11/2014 - 00:00	Public Statement	Concise Investments Limited
05/11/2014 - 00:00	Public Statement	Castlegate Insurance Company, Ltd.Castlegate Insurance Company, Ltd.
06/27/2012 - 00:00	Public Statement	IAI Underwriting Ltd

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